"When FTX is under discussion, a common question to arise is, “Who performed the audit on FTX?”. In line with the SEC's accounting and auditing enforcement, the audited financial statement (FS) submission to the SEC plays a critical role.

SEC mandates the submission of these audited FS. When it comes to these SEC's audited financial documents, they facilitate the accountability and transparency of the related business entity.

Should anyone question about the submission of audited FS to the SEC, certain guidelines should be followed in accordance with protocols.

Audits constitute an integral part of SEC's monitoring. The SEC audit committee usually includes a financial expert as an integral member. The SEC has a strong influence over audits, one of its primary powers.

When it comes to the broker-dealer annual audit filing with SEC, the commitment to these requirements serves as a major aspect of SEC rulings.

When auditing the financial records of FTX is supervised under these regulations, considering the link between the FTC and SEC.

Usually, SEC's accreditation is needed for an entity to act as an audit client in the US. The SEC also accredits external auditors, ensuring quality control in audited financial reports.

To clarify what the term 'SEC' refers to in an audit, it represents the U.S. Securities and Exchange Commission, a regulatory body that oversees audits.

In areas including Texas, SEC's dominion reigns when it comes to regulatory concerns. sec broker dealer annual audit filing To sum up, from understanding who the auditor for FTX was, to comprehending the SEC's influence, audit requirements and procedures are crucial in the world of finance."